SFC Licences of YUNG Chun Woon, Louis 翁進煥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RO 1 23 October 2018
CSI Global Markets Limited RE 1 15 November 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 02 December 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 29 June 2016
CLSA Limited 中信里昂證券有限公司 RE 1 17 February 2015 23 October 2018
CLSA Futures Limited 里昂期貨有限公司 RE 2 17 February 2015 15 February 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 19 July 2012 13 February 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 19 July 2012 13 February 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 02 October 2009 14 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 02 October 2009 14 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 October 2009 14 April 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 17 November 2008 05 May 2009
Nomura Futures (Hong Kong) Limited RE 2 17 November 2008 05 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 July 2007 05 May 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 February 2007 04 July 2007