SFC Licences of TONG Siu Cheung 湯紹彰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Cathaysia Securities Limited 華夏證券有限公司	RO	1	16 November 2022
Cathaysia Securities Limited 華夏證券有限公司	RO	4	03 November 2021
Cathaysia Asset Management Limited 華夏資產管理有限公司	RO	9	25 April 2019
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RO	9	24 October 2018	07 December 2018
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RO	4	24 October 2018	07 December 2018
Cathaysia Securities Limited 華夏證券有限公司	RE	1	31 March 2017	16 November 2022
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RE	9	31 March 2017	24 October 2018
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RE	4	31 March 2017	24 October 2018
China Industrial Securities International Futures Limited 興證國際期貨有限公司	RE	2	08 April 2015	08 February 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	4	08 April 2015	08 February 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	08 April 2015	08 February 2017
Quam Securities Limited 華富建業證券有限公司	RE	9	09 November 2012	01 April 2015
Quam Securities Limited 華富建業證券有限公司	RE	4	06 September 2012	01 April 2015
Quam Securities Limited 華富建業證券有限公司	RE	2	15 April 2011	01 April 2015
Quam Securities Limited 華富建業證券有限公司	RE	1	15 April 2011	01 April 2015
Nerico Brothers Limited	RE	2	08 October 2009	01 April 2011
Nerico Brothers Limited	RE	1	08 October 2009	01 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	31 August 2007	01 October 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	31 August 2007	01 October 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	08 February 2007	23 June 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	08 February 2007	23 June 2007