SFC Licences of LAM Si Yang, Calvin 林思暘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司	RO	9	25 July 2023	14 December 2023
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司	RE	9	14 July 2023	25 July 2023
Magpie Securities Limited 喜鵲證券有限公司	RO	9	29 April 2022	30 June 2022
Magpie Securities Limited 喜鵲證券有限公司	RO	4	20 October 2021	30 June 2022
Magpie Securities Limited 喜鵲證券有限公司	RO	1	20 October 2021	30 June 2022
Magpie Securities Limited 喜鵲證券有限公司	RE	4	03 September 2021	20 October 2021
Magpie Securities Limited 喜鵲證券有限公司	RE	1	03 September 2021	20 October 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	4	06 December 2018	25 June 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	1	06 December 2018	25 June 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RO	4	06 December 2018	25 June 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RO	1	06 December 2018	25 June 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	11 October 2018	06 December 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	11 October 2018	06 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	11 October 2018	06 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	11 October 2018	06 December 2018
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	17 January 2018	03 September 2018
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	17 January 2018	03 September 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	03 October 2017	17 January 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	17 January 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	17 July 2017	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	17 July 2017	02 October 2017
Crosby Securities Limited 高誠證券有限公司	RO	4	18 September 2015	30 June 2017
Crosby Securities Limited 高誠證券有限公司	RO	1	18 September 2015	30 June 2017
Crosby Securities Limited 高誠證券有限公司	RE	4	26 August 2015	18 September 2015
Crosby Securities Limited 高誠證券有限公司	RE	1	26 August 2015	18 September 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	24 January 2014	23 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	2	24 January 2014	23 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	24 January 2014	23 July 2015
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	28 August 2012	27 December 2013
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	18 May 2011	27 December 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	09 December 2009	28 February 2011
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	04 December 2009	28 February 2011
Richland Capital Management Limited 富信資產管理有限公司	RE	9	02 October 2009	23 November 2009
Richland Capital Management Limited 富信資產管理有限公司	RE	4	02 October 2009	23 November 2009
Nomura Securities (Hong Kong) Limited	RE	1	11 April 2008	30 April 2009
Nomura Futures (Hong Kong) Limited	RE	2	05 November 2007	30 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	05 November 2007	30 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	05 November 2007	30 April 2009
CLSA Futures Limited 里昂期貨有限公司	RE	2	14 February 2007	03 October 2007
CLSA Limited 中信里昂證券有限公司	RE	1	14 February 2007	03 October 2007