SFC Licences of WANG Mimi Christine 汪玟琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS AG | 7 | 17 June 2019 | ||
| UBS AG | 4 | 17 June 2019 | ||
| UBS AG | 1 | 17 June 2019 | ||
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 04 October 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 February 2007 | 04 October 2010 |