SFC Licences of HOPSON Anthony Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 15 May 2012 | 18 April 2013 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 15 May 2012 | 18 April 2013 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 6 | 28 March 2011 | 03 February 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 28 March 2011 | 03 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 May 2007 | 16 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 13 February 2007 | 16 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 February 2007 | 16 April 2009 |