SFC Licences of PIENAAR Ross Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 2 | 28 March 2023 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 1 | 28 March 2023 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 20 September 2021 | |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 06 February 2015 | 18 June 2021 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 06 February 2015 | 18 June 2021 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 17 February 2009 | 06 August 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 02 February 2009 | 06 August 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 February 2009 | 06 August 2014 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 04 November 2008 | 14 November 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 February 2007 | 14 November 2008 |