SFC Licences of CHAUDHRY Mateen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 March 2011 | 16 June 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 November 2010 | 20 November 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 June 2010 | 30 June 2010 |
| UBS Securities Hong Kong Limited | RE | 1 | 11 July 2007 | 10 May 2008 |
| UBS Securities Asia Limited | RE | 2 | 16 May 2007 | 10 May 2008 |
| UBS Securities Asia Limited | RE | 1 | 13 February 2007 | 10 May 2008 |