SFC Licences of LU Peili 陸培麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 13 January 2015 | 11 July 2016 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 13 January 2015 | 11 July 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 14 June 2011 | 12 August 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 14 June 2011 | 12 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 June 2011 | 12 August 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 16 February 2007 | 26 March 2011 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 16 February 2007 | 26 March 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 February 2007 | 26 March 2011 |