SFC licenceholder AOO701 MAK Yau Kee, Wilson 麥有基

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 15 February 2016
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 15 February 2016
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 23 February 2011 05 September 2012
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 RE [2] (Dealing in Futures Contracts) 23 February 2011 05 September 2012
Wing Fung Futures Limited 永豐期貨有限公司 RE [2] (Dealing in Futures Contracts) 19 May 2010 28 August 2010
Wing Fung Securities Limited 永豐證券有限公司 RE [1] (Dealing in Securities) 10 August 2009 28 August 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [4] (Advising on Securities) 30 September 2008 28 October 2008
Noble Apex Advisors Limited 御峰理財有限公司 RE [4] (Advising on Securities) 06 June 2008 01 September 2008
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE [1] (Dealing in Securities) 20 November 2007 10 December 2007
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 08 May 2007 30 October 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE [1] (Dealing in Securities) 16 February 2007 30 October 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE [1] (Dealing in Securities) 16 February 2007 30 October 2007