SFC Licences of GAN Tanya Li Phing
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 01 December 2021 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 19 November 2021 | |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 04 September 2015 | 15 February 2016 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 04 September 2015 | 15 February 2016 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 26 February 2008 | 04 September 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 February 2007 | 23 August 2021 |