SFC Licences of AU Yu Hang, Johannes 歐宇恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 18 June 2012
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 18 June 2012 10 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 27 July 2010 01 June 2012
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 26 February 2007 20 November 2008