SFC Licences of AU Yu Hang, Johannes 歐宇恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 18 June 2012 | 10 December 2012 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 18 June 2012 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 27 July 2010 | 01 June 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 February 2007 | 20 November 2008 |