SFC Licences of TAM Ophelia Wing Yan 譚泳恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 17 December 2019 09 July 2021
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 4 20 November 2019 09 July 2021
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 20 November 2019 09 July 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 4 15 January 2018 30 September 2019
Fosun International Securities Limited 復星國際證券有限公司 RE 1 15 January 2018 30 September 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 20 July 2016 01 June 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 20 July 2016 01 June 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 18 March 2015 18 September 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 May 2008 31 January 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 25 June 2007 21 March 2008
Haitong International Research Limited 海通國際研究有限公司 RE 4 16 February 2007 09 June 2007