SFC Licences of HO Hsiao-Ching 何曉青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 August 2010 | 15 July 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 04 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 22 February 2007 | 29 September 2008 |