SFC Licences of BATTENFELD Brenton George
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 25 March 2021 | 29 December 2023 |
LMR Partners Limited | RE | 9 | 28 March 2018 | 07 May 2020 |
Rafiki Capital Management (Hong Kong) Limited | RE | 9 | 16 February 2017 | 23 March 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 February 2007 | 24 November 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 February 2007 | 24 November 2016 |