SFC Licences of DAI Jun 戴駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 20 September 2011 | 03 August 2020 |
| UBS Securities Asia Limited | RE | 4 | 18 April 2008 | 06 September 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 February 2007 | 22 February 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 February 2007 | 22 February 2008 |