SFC Licences of TAI Tsz Lan, Katherine 戴梓蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 November 2018 | 27 July 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 July 2013 | 18 October 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2013 | 05 September 2018 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 03 July 2012 | 02 April 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 17 May 2010 | 30 June 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 February 2007 | 29 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 February 2007 | 29 March 2010 |