SFC Licences of RATHI Amberish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 10 June 2019 | |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 24 May 2019 | |
| Seyon Asset Management Limited 世安資產管理有限公司 | RE | 9 | 16 August 2016 | 18 February 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 22 April 2014 | 21 January 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 April 2014 | 21 January 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 13 June 2011 | 21 February 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 June 2011 | 21 February 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 26 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 26 May 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 August 2008 | 06 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 February 2007 | 26 May 2011 |