SFC Licences of KUNG Wai Ting 龔偉廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	9	25 March 2024
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	4	25 March 2024
Pando Finance Limited 潘渡有限公司	RO	1	09 October 2023	03 March 2024
Pando Finance Limited 潘渡有限公司	RO	9	01 September 2023	03 March 2024
Pando Finance Limited 潘渡有限公司	RO	4	01 September 2023	03 March 2024
Pando Finance Limited 潘渡有限公司	RE	1	19 June 2023	09 October 2023
Pando Finance Limited 潘渡有限公司	RE	9	24 April 2023	01 September 2023
Pando Finance Limited 潘渡有限公司	RE	4	24 April 2023	01 September 2023
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RO	9	30 April 2021	21 April 2023
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RO	4	30 April 2021	21 April 2023
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	9	09 February 2021	30 April 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	4	09 February 2021	30 April 2021
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	9	06 December 2019	08 February 2021
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	4	06 December 2019	08 February 2021
Silver Nile Global Investments Limited 銀豐環球投資有限公司	RO	9	10 July 2019	27 November 2019
Silver Nile Global Investments Limited 銀豐環球投資有限公司	RO	4	10 July 2019	27 November 2019
Silver Nile Global Investments Limited 銀豐環球投資有限公司	RO	1	10 July 2019	27 November 2019
Silver Nile Global Investments Limited 銀豐環球投資有限公司	RE	9	13 June 2019	10 July 2019
Tianda Asset Management Limited 天大資產管理有限公司	RO	9	04 April 2019	31 May 2019
Tianda Asset Management Limited 天大資產管理有限公司	RE	9	27 March 2019	04 April 2019
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	9	29 September 2016	14 March 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	4	29 September 2016	14 March 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	1	29 September 2016	14 March 2019
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	9	26 July 2016	29 September 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	26 July 2016	29 September 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	26 July 2016	29 September 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RO	9	23 June 2015	29 June 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RO	4	23 June 2015	29 June 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RO	1	23 June 2015	29 June 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RE	4	23 April 2014	23 June 2015
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RE	1	23 April 2014	23 June 2015
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RE	9	24 December 2013	23 June 2015
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	9	31 August 2009	06 December 2013
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	31 August 2009	06 December 2013
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	9	28 February 2007	31 August 2009
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	4	28 February 2007	31 August 2009
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	9	28 February 2007	18 January 2008
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	28 February 2007	18 January 2008