SFC Licences of KUNG Wai Ting 龔偉廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 30 April 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 09 February 2021 30 April 2021
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司
RO 4, 9 06 December 2019 08 February 2021
FUTEC Financial Limited 富德金融有限公司
RO 1, 4, 9 10 July 2019 27 November 2019
FUTEC Financial Limited 富德金融有限公司
RE 9 13 June 2019 10 July 2019
Tianda Asset Management Limited 天大資產管理有限公司
RO 9 04 April 2019 31 May 2019
Tianda Asset Management Limited 天大資產管理有限公司
RE 9 27 March 2019 04 April 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
RO 1, 4 29 September 2016 14 March 2019
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司
RO 9 29 September 2016 14 March 2019
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司
RE 9 26 July 2016 29 September 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
RE 1, 4 26 July 2016 29 September 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
RO 1, 4, 9 23 June 2015 29 June 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
RE 1, 4 23 April 2014 23 June 2015
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
RE 9 24 December 2013 23 June 2015
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 31 August 2009 06 December 2013
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 28 February 2007 31 August 2009
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 28 February 2007 18 January 2008