| Institution |
Role |
Licences |
Start date |
End date |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RO |
4, 9 |
30 April 2021 |
|
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RE |
4, 9 |
09 February 2021 |
30 April 2021 |
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司
|
RO |
4, 9 |
06 December 2019 |
08 February 2021 |
FUTEC Financial Limited 富德金融有限公司
|
RO |
1, 4, 9 |
10 July 2019 |
27 November 2019 |
FUTEC Financial Limited 富德金融有限公司
|
RE |
9 |
13 June 2019 |
10 July 2019 |
Tianda Asset Management Limited 天大資產管理有限公司
|
RO |
9 |
04 April 2019 |
31 May 2019 |
Tianda Asset Management Limited 天大資產管理有限公司
|
RE |
9 |
27 March 2019 |
04 April 2019 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
|
RO |
1, 4 |
29 September 2016 |
14 March 2019 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司
|
RO |
9 |
29 September 2016 |
14 March 2019 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司
|
RE |
9 |
26 July 2016 |
29 September 2016 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
|
RE |
1, 4 |
26 July 2016 |
29 September 2016 |
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
|
RO |
1, 4, 9 |
23 June 2015 |
29 June 2016 |
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
|
RE |
1, 4 |
23 April 2014 |
23 June 2015 |
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
|
RE |
9 |
24 December 2013 |
23 June 2015 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
|
RE |
4, 9 |
31 August 2009 |
06 December 2013 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
|
RE |
4, 9 |
28 February 2007 |
31 August 2009 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
|
RE |
4, 9 |
28 February 2007 |
18 January 2008 |