SFC Licences of YIP Wai Han, Clara 葉慧嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RE | 4 | 28 August 2019 | 31 July 2022 |
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RE | 9 | 10 August 2017 | 31 July 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 06 May 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 September 2008 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 February 2007 | 06 May 2017 |