SFC Licences of HSU Shu-Ting 許淑婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 04 September 2009 22 August 2014
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 04 September 2009 22 August 2014
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 04 September 2009 22 August 2014
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 12 April 2007 09 June 2007