SFC Licences of HSU Shu-Ting 許淑婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 04 September 2009 | 22 August 2014 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 04 September 2009 | 22 August 2014 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 04 September 2009 | 22 August 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 12 April 2007 | 09 June 2007 |