SFC Licences of TAN Soon Hoe 陳順和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 6 | 20 April 2015 | 08 April 2023 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 16 April 2015 | 08 April 2023 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 21 August 2012 | 08 April 2023 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 23 July 2012 | 20 April 2015 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 11 May 2010 | 22 June 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 18 January 2010 | 23 March 2010 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 04 January 2010 | 23 March 2010 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 26 February 2007 | 25 December 2009 |