SFC Licences of SHIM Seung Kyu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 November 2012 | 26 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 November 2012 | 26 November 2013 |
UBS Securities Asia Limited | RE | 4 | 06 March 2007 | 07 April 2010 |