SFC Licences of YAO Zhongyuan 姚中遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 12 May 2016 | 31 October 2016 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 10 October 2011 | 28 April 2016 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 02 March 2007 | 04 May 2011 |