SFC Licences of TAKAHASHI Kei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 25 March 2019 | 14 January 2022 |
UBS Securities Asia Limited | RE | 4 | 15 November 2018 | 21 November 2018 |
UBS Securities Asia Limited | RE | 4 | 19 July 2018 | 24 July 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 September 2013 | 18 November 2017 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 19 June 2013 | 21 June 2013 |
UBS Securities Asia Limited | RE | 4 | 27 March 2007 | 13 August 2008 |