SFC Licences of PAN Yuming 潘宇明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | |
| Allianz Global Investors Asia Pacific Limited | RE | 4 | 01 June 2015 | |
| RCM Asia Pacific Limited | RE | 9 | 08 July 2013 | 31 May 2015 |
| RCM Asia Pacific Limited | RE | 4 | 08 July 2013 | 31 May 2015 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 24 November 2010 | 30 June 2013 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 24 November 2010 | 30 June 2013 |
| RCM Asia Pacific Limited | RE | 4 | 15 September 2010 | 30 October 2010 |
| RCM Asia Pacific Limited | RE | 9 | 26 February 2007 | 30 October 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 26 February 2007 | 08 February 2010 |