SFC Licences of LAU Ho Yee, Tracy 劉可兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司	RO	1	20 August 2021
Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司	RE	1	03 February 2021	20 August 2021
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	4	22 February 2018	22 January 2021
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	1	22 February 2018	22 January 2021
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	4	29 August 2017	22 February 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	1	29 August 2017	22 February 2018
Barings Investment Advisers (Hong Kong) Limited	RO	4	07 January 2013	23 January 2018
Barings Investment Advisers (Hong Kong) Limited	RO	1	07 January 2013	23 January 2018
Barings Investment Advisers (Hong Kong) Limited	RE	9	14 April 2011	08 February 2013
Barings Investment Advisers (Hong Kong) Limited	RE	4	14 April 2011	07 January 2013
Barings Investment Advisers (Hong Kong) Limited	RE	1	14 April 2011	07 January 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	05 March 2007	01 April 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	05 March 2007	01 April 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	05 March 2007	01 April 2011