SFC Licences of TSUI Man Yin 徐文延
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 June 2011 | 05 January 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 April 2010 | 05 January 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 July 2007 | 25 March 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 June 2007 | 30 June 2008 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 02 March 2007 | 25 May 2007 |