SFC Licences of CHAU Wallace Cheuk Lam 鄒卓林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 20 August 2009 | 27 May 2016 |
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 05 December 2007 | 27 May 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 March 2007 | 27 May 2016 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 05 March 2007 | 09 January 2015 |