SFC Licences of CHOW Sai Hung, Ernest 周世雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Roctec Securities Company Limited 鷹達證券有限公司 RE 4 07 December 2020 30 November 2022
Roctec Securities Company Limited 鷹達證券有限公司 RE 1 07 December 2020 30 November 2022
Sunfund Securities Limited 東皓證券有限公司 RO 4 01 November 2018 31 May 2020
Sunfund Securities Limited 東皓證券有限公司 RO 1 01 November 2018 31 May 2020
Fruit Tree Securities Limited 果樹證券有限公司 RO 4 09 July 2018 09 October 2018
Fruit Tree Securities Limited 果樹證券有限公司 RO 1 09 July 2018 09 October 2018
Fruit Tree Securities Limited 果樹證券有限公司 RE 4 04 May 2018 09 July 2018
Fruit Tree Securities Limited 果樹證券有限公司 RE 1 04 May 2018 09 July 2018
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 4 08 June 2016 07 November 2017
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 1 08 June 2016 07 November 2017
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 4 03 March 2016 08 June 2016
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 03 March 2016 08 June 2016
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 RE 4 30 September 2014 11 January 2016
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 RE 1 30 September 2014 11 January 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 03 March 2014 20 July 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 03 March 2014 20 July 2014