SFC Licences of CHENG Chi Yu 鄭致裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Securities Hong Kong Limited RE 1 09 July 2014 01 July 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 16 October 2009 21 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 16 October 2009 21 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 16 October 2009 21 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 16 October 2009 21 May 2014
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 07 March 2007 07 January 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 07 March 2007 07 January 2008