SFC Licences of CHENG Chi Yu 鄭致裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
State Street Securities Hong Kong Limited | RE | 1 | 09 July 2014 | 01 July 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 October 2009 | 21 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 October 2009 | 21 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 October 2009 | 21 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 16 October 2009 | 21 May 2014 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 07 March 2007 | 07 January 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 07 March 2007 | 07 January 2008 |