SFC Licences of NICOLETTI Nicola
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | RE | 1 | 25 August 2023 | |
| Capula Investment Management Asia Limited | RE | 9 | 21 August 2023 | |
| Capstone Investment Advisors (HK) Limited | RE | 9 | 07 June 2022 | 18 May 2023 |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 01 November 2017 | 27 November 2021 |
| EIP Alpha Limited | RO | 9 | 12 February 2014 | 29 September 2017 |
| EIP Alpha Limited | RO | 5 | 12 February 2014 | 29 September 2017 |
| EIP Alpha Limited | RO | 4 | 12 February 2014 | 29 September 2017 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 9 | 18 February 2013 | 24 September 2014 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 5 | 18 February 2013 | 24 September 2014 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 4 | 18 February 2013 | 24 September 2014 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 9 | 24 June 2009 | 18 February 2013 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 5 | 07 March 2007 | 18 February 2013 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 4 | 07 March 2007 | 18 February 2013 |