SFC Licences of XIAO Yang 肖陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 19 February 2019 | |
UBS Securities Asia Limited | RE | 1 | 10 February 2014 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 June 2012 | 10 January 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 June 2012 | 10 January 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 06 March 2007 | 08 April 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 06 March 2007 | 08 April 2011 |