SFC Licences of WANG Lin 王琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2019 | 07 February 2022 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 29 August 2016 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2010 | |
CMB International Capital Holdings Corporation Limited | RE | 1 | 01 March 2010 | 16 November 2010 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 March 2007 | 22 February 2010 |