SFC Licences of LIU Du 劉都

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Green Court Capital Management Limited 碧雲資本管理有限公司 RE 4 11 May 2017 31 October 2021
Green Court Capital Management Limited 碧雲資本管理有限公司 RE 9 11 May 2017 31 October 2021
Neuberger Berman Asia Limited RE 9 11 September 2013 28 April 2017
Neuberger Berman Asia Limited RE 4 11 September 2013 28 April 2017
BOCI Research Limited 中銀國際研究有限公司 RE 4 10 December 2007 08 March 2013
BOCI Research Limited 中銀國際研究有限公司 RE 4 07 March 2007 18 October 2007