SFC Licences of FIRESCU Carmen Madalina
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 June 2008 | 17 November 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 June 2008 | 17 November 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 June 2008 | 17 November 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 10 June 2008 | 17 November 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 March 2007 | 11 March 2008 |
Merrill Lynch Far East Limited | RE | 1 | 09 March 2007 | 11 March 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 March 2007 | 11 March 2008 |