SFC Licences of YAMAGUCHI Atsushi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 08 March 2024 | |
| UBS Securities Asia Limited | RE | 4 | 26 March 2007 | 02 July 2016 |