SFC Licences of MORI Hiroyuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 27 September 2011 | 27 November 2011 |
UBS Securities Asia Limited | RE | 4 | 26 March 2007 | 05 December 2007 |