SFC Licences of HARADA Jun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 11 October 2019 | 16 October 2019 |
| UBS Securities Asia Limited | RE | 4 | 13 June 2019 | 18 June 2019 |
| UBS Securities Asia Limited | RE | 4 | 14 March 2019 | 19 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 10 October 2018 | 16 October 2018 |
| UBS Securities Asia Limited | RE | 4 | 19 June 2018 | 21 June 2018 |
| UBS Securities Asia Limited | RE | 4 | 08 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 4 | 13 October 2017 | 20 October 2017 |
| UBS Securities Asia Limited | RE | 4 | 12 April 2017 | 19 April 2017 |
| UBS Securities Asia Limited | RE | 4 | 27 March 2007 | 22 February 2017 |