SFC Licences of LEE Derek Ho Yin 李浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pollock Asset Management Limited 普樂資本有限公司 RE 9 06 September 2019 06 September 2019
Pollock Asset Management Limited 普樂資本有限公司 RE 4 06 September 2019 06 September 2019
Pollock Asset Management Limited 普樂資本有限公司 RE 1 06 September 2019 06 September 2019
Pollock Asset Management Limited 普樂資本有限公司 RO 9 06 September 2019
Pollock Asset Management Limited 普樂資本有限公司 RO 4 06 September 2019
Pollock Asset Management Limited 普樂資本有限公司 RO 1 06 September 2019
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 9 07 June 2016 01 January 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 07 June 2016 01 January 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 07 June 2016 01 January 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 9 20 June 2014 07 June 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 4 20 June 2014 07 June 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 1 20 June 2014 07 June 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 9 28 November 2013 20 June 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 28 November 2013 20 June 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 28 November 2013 20 June 2014
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RO 9 10 January 2013 11 November 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RO 4 10 January 2013 11 November 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RO 1 10 January 2013 11 November 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 9 11 July 2011 10 January 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 4 11 July 2011 10 January 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 1 11 July 2011 10 January 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 12 March 2007 25 March 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 12 March 2007 25 March 2011