SFC Licences of ANG Marie Stephanie Duque

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 January 2012 25 December 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 04 January 2010 13 January 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 23 December 2008 04 January 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 14 July 2008 25 December 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 14 July 2008 25 December 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 08 March 2007 23 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 March 2007 23 May 2008