SFC Licences of ANG Marie Stephanie Duque
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 January 2012 | 25 December 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 04 January 2010 | 13 January 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 23 December 2008 | 04 January 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 14 July 2008 | 25 December 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 July 2008 | 25 December 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 March 2007 | 23 May 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 March 2007 | 23 May 2008 |