SFC Licences of SANO Tetsuji 佐野鉄司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 4 01 October 2019
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 4 12 July 2017 30 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 24 September 2007 25 September 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 March 2007 15 March 2007