SFC Licences of SANO Tetsuji 佐野鉄司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 4 | 01 October 2019 | |
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 4 | 12 July 2017 | 30 September 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 September 2007 | 25 September 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 March 2007 | 15 March 2007 |