SFC Licences of DAI Wei 戴維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 06 June 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 October 2013 | 06 February 2020 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 31 May 2010 | 09 July 2013 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 31 May 2010 | 30 January 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 15 March 2007 | 18 May 2010 |