SFC Licences of WU Yan 胡昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 20 April 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 March 2007 | 22 February 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 March 2007 | 22 February 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 16 March 2007 | 22 February 2011 |