SFC Licences of LIU Oi Yee 廖靄兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	01 June 2020
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	18 November 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	30 January 2019	23 February 2024
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	30 January 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	30 January 2019
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	30 January 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	30 January 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	30 January 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	26 May 2015	05 January 2019
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	18 May 2012	05 January 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	14 March 2007	05 January 2019
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	14 March 2007	03 February 2009