SFC Licences of XU Yihua 許意華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 9 | 01 August 2017 | 03 May 2021 |
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 5 | 01 August 2017 | 03 May 2021 |
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 4 | 01 August 2017 | 03 May 2021 |
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 2 | 01 August 2017 | 03 May 2021 |
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 1 | 18 August 2016 | 03 May 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 February 2014 | 18 September 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 May 2007 | 18 September 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 March 2007 | 18 September 2015 |