SFC Licences of HAN Raymond Hau

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 15 March 2007 18 September 2009
Merrill Lynch (Asia Pacific) Limited RE 1 15 March 2007 18 September 2009
Merrill Lynch (Asia Pacific) Limited RE 4 15 March 2007 18 September 2009
Merrill Lynch (Asia Pacific) Limited RE 6 15 March 2007 18 September 2009
Merrill Lynch Far East Limited RE 1 15 March 2007 18 September 2009
Merrill Lynch Far East Limited RE 4 15 March 2007 18 September 2009