SFC Licences of CHAN Sheung Yin Jobi 陳尚言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 24 September 2020 | 31 October 2022 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 14 July 2011 | 13 September 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 14 July 2011 | 13 September 2020 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 September 2007 | 01 July 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 19 April 2007 | 01 July 2011 |