SFC Licences of CHONG Yiu Hung, Thomas 莊耀鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 16 July 2019 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 August 2017 | 17 April 2019 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 12 October 2016 | 21 August 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 July 2014 | 22 July 2016 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 26 July 2012 | 01 July 2014 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 28 June 2011 | 11 April 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 01 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 March 2007 | 01 March 2011 |