SFC Licences of CHONG Yiu Hung, Thomas 莊耀鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 16 July 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 August 2017 17 April 2019
BOCI Research Limited 中銀國際研究有限公司 RE 4 12 October 2016 21 August 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 11 July 2014 22 July 2016
BOCI Research Limited 中銀國際研究有限公司 RE 4 26 July 2012 01 July 2014
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 28 June 2011 11 April 2012
Merrill Lynch (Asia Pacific) Limited RE 4 08 April 2010 01 March 2011
Merrill Lynch (Asia Pacific) Limited RE 1 13 March 2007 01 March 2011