SFC Licences of CHAN Siu Cheong 陳兆昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 25 August 2014 | 04 December 2020 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 04 July 2014 | 25 August 2014 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 26 July 2012 | 04 February 2014 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 22 July 2009 | 26 July 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 March 2007 | 18 May 2009 |