SFC Licences of NG Wing Yi 吳詠怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 December 2011 | 13 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 October 2010 | 13 September 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 12 November 2009 | 21 October 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 March 2007 | 21 October 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 14 March 2007 | 21 October 2010 |